All requests for updated information should also be reported directly to the SEC and/or FINRA. What conflicts do I need to be made aware of? Firm or related person receives soft-dollar benefits in connection with client securities transactions. , the Registered Investment Advisor to the Satori Fund. How do these benefits affect the firms selection of a broker-dealer partner? Compare against similar firms. Dan Niles is the founder and senior portfolio manager of the Satori Fund, a U.S. focused, technology based, large capitalization, long-short equity fund launched in March 2004.. Published Sun, Feb 5 20237:20 PM EST Updated Mon, Feb 6 20231:38 AM EST. Private Fund Information as of 2022-11-04. What does this mean? AlphaOne Satori Fund, LP., which is technology biased, managed to return 5.26% . Firm or an affiliate actively engages in business as a law firm or lawyer. How does your firm mitigate conflicts that arise from managing accounts with differing fee structures? In the past ten years, a regulatory agency other than the SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. was June 2014 SATORI ALPHA, LP Top 13F Holdings - WhaleWisdom.com We exist to create, fund, and inspire businesses that elevate humanity. 2023 Reink Media Group LLC. Sustainability is more than a department, an initiative, or a report. Satori's Dan Niles says tech selling isn't done. Here's what he thinks "Most Overpriced Tech Stock": Is Dan Niles Right About AAPL? Firm or an advisory affiliate was previously found to have made false statements or omissions by the SEC or CFTC. Sensitive information sent over an HTTP connection can easily be eavesdropped on by third-parties. Questions to ask 107 Spring Street, Seattle, Washington 98104. Performance Awards in New York in 2006, the fund was awarded the "Best Newcomer" by MARHedge. earning a 5.71% positive return of December 2020 compensation-related conflicts of interest, Types of Financial Advisors and How to Choose, What's a Fiduciary (and Why It Matters So Much). This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. Dan Niles - Founder & Portfolio Manager - Satori Fund | LinkedIn Hausman Advisors, Prism Financial Strategies, THE Planning Associates, Noble Wealth Management P.B.C, Velouria Capital Management, Was this page helpful? THE INFORMATION CONTAINED HEREIN THEREFORE IS NOT INTENDED TO BE COMPLETE OR FINAL AND IS QUALIFIED IN ITS ENTIRETY BY THE OFFERING MEMORANDUM AND GOVERNING DOCUMENT FOR EACH FUND. SANTORI Quote - Santorini FIM CP IE Fund - Bloomberg Markets Firm or one of its employees previously has been subject to a suspension or expulsion or other restriction of activities by a Self-Regulating Organization or commodities exchange. October 2015 Our searchable database of U.S.-based financial advisors includes more than 17,000 firms across the country. Would like to know the parameters that helps you qualify your top 5. FINRA data last verified March 29, 2023. PDF ALPHAONE SATORI FUND, L.P. | Equity Hedge Fund Read through our introductory course to financial advisors. STP Investment Services :: Login As a result, we do not support personal reviews on the site. PDF Do Funds-of-Funds Deserve Their Fees-on-Fees? - Columbia Business School Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. June 2021 Use our rankings at your own risk. HedgeFundRanks.com is not an investment advisor. 4660 LA Jolla Village Drive, Suite 100. May 2017 As a Certified B Corporation, our focus is simple: people before profits. Global Business and Financial News, Stock Quotes, and Market Data and Analysis. Satori Fund Recent News. What does this mean? The Satori Funds are private investment products which file an exemption under 3-c-7 and 3-c-1 of the Investment Advisors Act . Neuro Team | Satori Capital Apple Stock: The Pitfalls Of Listening To The Experts ***Log In or Certified accolades including investor.com Star Rating Badge are only available to firms participating in investor.coms paid subscription-based program and earning a 4.5 to 5 star review from investor.com; participation in investor.com's paid subscription-based program does not guarantee being awarded investor.com Star Rating Badge certified accolades. On November 4, Satori Fund's founder and CNBC regular Dan Niles made his argument against Apple stock ( AAPL) - Get Free Report. Firm actively engages as insurance brokers or agents, or they are affiliated with an insurance company or agency. : DE | Fiscal Year End: 1231. What does this mean? What does this mean? Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. What does this mean? Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). 2023 Reink Media Group LLC. Index performance quoted is shown for illustrative purposes only, does not represent actual Fund performance and is not meant to forecast, imply or guarantee future Fund performance. Cash is king With market volatility set to persist in the near-term, Niles believes it Is important for investors to closely monitor their portfolios. Hedge fund manager. 8601. Dan is one of the most transparent managers in the industry and someone who's opinion I value greatly. What does this mean? . Nice I think I ended up w/ a similar 60% w/ ABBV, ADBE, CMG, MSFT & also NVDA in 2020. This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. That information will be given to the Mods in order to inform their plans and decision making. Questions to ask Any views or opinions expressed may not reflect those of the firm as a whole. Founded in 2018 as an unbiased resource empowering consumers to research and compare financial advisory firms, investor.com today gives consumers the tools to make smart money decisions about credit, investing, retirement planning, and more. Peak-Performance Culture at Satori Capital and Crawford Lake Capital. Dan Niles is currently the founder and portfolio manager of the Satori Fund, serving institutional and high net-worth investors. What does this mean? The Fund's maximum sales charge for Class "A" shares is 5.75%. Ian Ball Appointed Interim President & CEO Satori Resources THIS DOCUMENT IS INTENDED ONLY FOR THE PERSON TO WHOM IT HAS BEEN DISTRIBUTED, IS STRICTLY CONFIDENTIAL AND MAY NOT BE REPRODUCED OR REDISTRIBUTED IN WHOLE OR IN PART NOR MAY ITS CONTENTS BE DISCLOSED TO ANY OTHER PERSON UNDER ANY CIRCUMSTANCES. Yes or SATORI CAPITAL STRATEGIC OPPORTUNITIES, LP - WhaleWisdom.com These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. Specific securities identified and described do not represent all of the securities purchased, sold or recommended for advisory clients. Satori Financial currently serves clients in the following states: CA, WA. March 2021 The firm's website is not secure by modern internet standards. Investor.com is your trustworthy guide to the world of personal finance. Firm or one of its employees previously has been subject to a suspension or expulsion or other restriction of activities by a Self-Regulating Organization or commodities exchange. 8601. Investing involves risk which may include the loss of principal. May 2018 Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. SATORI FUND I L.P. Top 13F Holdings - WhaleWisdom.com Thanks for sharing this piece! March 2021 What does this mean and why is it important? Street Address 1 Street Address 2; 1000 Chesterbrook Blvd: In total, Satori Wealth Management manages $39.7 million in assets. June 2022 Niles regularly appears on CNBC to share his stock predictions. June 2022 Exploring the Depths of the Downturn with Dan Niles - Investopedia Home | Satori Capital The SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of its rules. Magnas JV with LG Electronics announced last week helps round out the components they did not possess. Questions to ask No one is going to get every single thing right. Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest. The following material and information presented on this site is not a solicitation or an offer of securities. June 2020 He held several well paying positions before starting his own equity fund. Questions to ask Will any of my assets be invested in those products? Firm is affiliated with an insurance company or agent who may be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. Published Mon, Sep 26 20229:00 PM EDT. July 2022 How a company behaves is more important than what the company produces. Funds. Satori Financial Review 2023 | investor.com What percentage of income does your firm receive from fees versus commissions? Performance data for the indices is gross and does not reflect any deduction for fees, transaction costs or other expenses that an investor would pay if invested in the Fund directly. Does your firm offer mutual funds that have 12b-1 fees? Investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. The Satori Funds are private investment products which file an exemption under 3-c-7 and 3-c-1 of the Investment Advisors Act of 1940, thereby . Most recently Ian was President and CEO of Abitibi Royalties from 2014-2021. Satori Fund I L.P. (Filer) CIK: 0001306467 (see all company filings) IRS No. December 2021 These conflicts can negatively impact clients via hidden fees and overall higher costs. A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. What does this mean? Niles said the U.S.-focused long-short equity fund is up this year, outperforming the S & P 500 , which has declined around 20% in the same period. How do I update this listing? Firm performs side-by-side management with accounts that have differing fee structures. Questions to ask ANY INVESTMENT DECISION WITH RESPECT TO AN INVESTMENT IN A HEDGE FUND SHOULD BE MADE BASED UPON THE INFORMATION CONTAINED IN THE CONFIDENTIAL MEMORANDUM OF THAT FUND. In the past ten years, a regulatory agency other than the SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. 0001560208-22-000004.txt. April 2021 Niles switched gears to a career on Wall Street in 1990 when he was hired as an investment banker specializing in technology companies at Robertson Stephens. Money Poolesolutions FOR Life, Ever Green Wealth Management, Column Capital Advisors, Evans Capital Management Associates, ASG Investment Management, Was this page helpful? Any data inaccuracies, please contact our team. THIS DOCUMENT IS FOR INFORMATIONAL PURPOSES ONLY AND IS NOT AN OFFER OR SOLICITATION WITH RESPECT TO THE PURCHASE OR SALE OF ANY SECURITY. EDGAR Filing Documents for 0001560208-22-000004 - SEC For further detail, see our articles on different types of advisors and financial advisor services. Private Equity Fund: Satori Co-investment Partners II, LP: $522.13 k: Private Equity Fund: Satori Co-investment Partners, LP: $100.00 mm: Private Equity Fund: Satori Environmental Partners, LP: $6.54 mm: Hedge Fund: Satori Hwe, LP: $15.16 mm: Private Equity Fund: Satori Suntree, LP: $29.60 mm: Private Equity Fund: Satori Thematic Partners, LP . Satori Fund - DAN NILES 13/05/2020 - 10:01am. Over the long term, profit is a reflection of value creation for stakeholders, a measure of what was given, not what was taken. Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. While Satori Wealth Management advises clients across a variety of portfolio sizes, the average client balance is currently $1.3 million. 267-597-3849. We exist to create, fund, and inspire businesses that elevate humanity. AlphaOne Satori Management, General Partner for the Satori family of funds, is to open Satori II from 1 June, providing more investors with an opportunity to invest with Satori Funds. Firm recommends securities or other investment products to advisory clients in which the firm or a related person has some other proprietary (ownership) interest that isnt related to trading or holding the security or securities themselves personally. Form D is a form used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. With the launch of Satori II, investors who meet Accredited Investor criteria will now be able to participate, while . The notion of using an app or a . Questions to ask This data is then run through our proprietary Trust Algorithm to generate a star rating for each firm based on a variety of measures, including disciplinary history and conflicts of interest. The firm last filed a Form D notice of exempt offering of securities on 2023-02-23. Known for. What happened? What does this mean and why is it important? As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Firm is affiliated with an insurance company or agent who may be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. The fund looks to invest in the equity securities of growth-oriented U.S. and foreign companies with medium to large market capitalizations. The focus on green energy has helped drive EV sales as witnessed by the addition of Tesla to the S&P500. We own a basket of individual names in the sector. or to simply have an email sent to you whenever we receive a new Satori Capital AUM, Funds & Holdings Data - Docoh Barratt Developments P L C (BDEV) Stock Price & News - Google For example, front-running is when a financial professional buys or sell securities ahead of their client. AlphaOne Satori Fund, LP. Education: Boston University (BS in systems engineering), Stanford University (MS in electrical engineering). What does this mean? For more information you may also visit, https://reports.adviserinfo.sec.gov/reports/ADV/306086/PDF/306086.pdf. Partially, yes. How does your firm mitigate them? Key to the fund's outperformance is their short positions, according to Niles. A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. Performance data shown (a) is calculated net of all fees and expenses, including an incentive fee accrual, (b) assumes the reinvestment of any dividends and distributions and that investors are eligible to participate in the profits and losses from New Issue securities pursuant to FINRA Rules 5130 and 5131 since inception of the Fund, and (c) is not audited, although the financial data upon which it is based is subject to an annual audit. What does this mean and why is it important? EUGENE, Ore., March 15, 2022 /PRNewswire/ -- Satori Investment Partners . o AlphaOne Satori Fund I, L.P. o AlphaOne Global Innovations Fund, L.P. AOIS also serves as the investment manager to the following Private Funds that were formed as Cayman Island Exempted Companies (referred to as "Offshore Funds"): o AlphaOne Satori Fund Ltd. o AlphaOne Satori Master Fund Ltd. o AlphaOne Global Innovations Fund Ltd. What does this mean? As a reminder at the end of 2021 Dan's yearly top 5 stock picks for 2022 were Cash, KRE, Googl, Facebook (Meta) and USO. How many times did it occur? "They also seem to be getting their inventory issues under control finally," he said. Learn More. What does this mean? Dave Ellison is a portfolio manager at Hennessy Funds. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. All Rights Reserved. The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Should I Hire a Financial Advisor or DIY It? It will not be public information. February 2023 When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. People may receive compensation for some links to products and services on this website. A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. Investing entails risks, including possible loss of principal. Does the firm offer products that have performance-based fees, or does it accept performance-based fees? 619-305-0553, Is this your firm? TEL AVIV, Israel, Sept. 14, 2021 (GLOBE NEWSWIRE) -- Satori, the creator of the world's first DataSecOps platform, announced today it has raised $20 million in Series A funding round co-led by B . The SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of its rules. It was a hard hit about losing the relationship with FanDuel, so the public leaving from GAN, however, now might be a chance to see the advantage is that they will complete the acquisition of Coolbet next Q1! Terms of Use | Disclaimers | Privacy Policy. 13F filing from SATORI FUND I L.P., enter your Name: SATORI ALPHA II, LP . Questions to ask For more information you may request fund documents by completing the following attestation. AlphaOne Capital Partners' Returns, AUM and Holdings THIS DOCUMENT IS NOT INTENDED TO CONSTITUTE LEGAL, TAX, OR ACCOUNTING ADVICE OR INVESTMENT RECOMMENDATIONS. Offers may be subject to change without notice. Niles is a Sri Lanka native (reportedly). Satori Capital Featured in Sum and Substance Video Series, Sunny Vanderbeck presentation: The Next Bend, CategoryPotential investorInvestment managerPotential team memberBusiness ownerMedia contactOtherWebmaster. PROSPECTIVE INVESTORS SHOULD CONSULT THEIR OWN ADVISORS ABOUT SUCH MATTERS. Information is obtained from sources deemed reliable, but there is no representation or warranty as to its accuracy, completeness or reliability. What does this mean and why is this important? February 2021 Questions to ask Satori Investment Partners Funds Rebel Spirit, Top-selling Oregon-based Find out what fees Satori Financial charges by checking out its Form CRS (Customer Relationship Summary), which lists the companys specific prices. By Senad Karaahmetovic. What does this mean and why is it important? The headquarters of Satori Wealth Management is 4660 LA Jolla Village Drive, Suite 100. Analyst Mark Mahaney shares his top two tech stock picks, giving one 152% upside, A.I. We embrace the principles of conscious capitalism, a business approach that emphasizes creating extraordinary outcomes for all stakeholders. Why a Bearish Money Manager Likes Gambling Stocks and Is Ready to Dump The Satori Funds are private investment products which file an exemption under 3-c-7 and 3-c-1 of the Investment Advisors Act of 1940, thereby, reserved solely for qualified purchasers and accredited investors through an official subscription process. When? Mailing Address 44 W. GAY STREET SUITE 300 WEST CHESTER PA 19380. Business Address 44 W. GAY STREET SUITE 300 WEST CHESTER PA 19380 610-363-5684. Regulatory disclosures state that firm sells proprietary investments and products. ranked #320 with a HedgeScore of 263 This could be detrimental to a client during down markets. While this can be seen as "eating your own cooking," there are conflicts that may arise. What is the historical performance of Satori Financial? AlphaOne Satori Fund I L.P. Street Address 1 Street Address 2; 1000 Chesterbrook Blvd: Suite 100: City State/Province/Country ZIP/PostalCode Phone Number of Issuer; Berwyn: PENNSYLVANIA: 19312 (267) 597-3888: 3. Satori is led by principals who have built and managed successful companies and multi-billion-dollar investment firms. What does this mean? "No long position exists in a vacuum and all long positions are likely to suffer in a further 25% drop in the S & P so they are paired with shorts. This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. Questions to ask What does this mean? Performance Awards in New York in 2006, the fund was awarded the "Best Newcomer" by MARHedge. Performance charts for Santorini FIM CP IE Fund (SANTORI) including intraday, historical and comparison charts, technical analysis and trend lines. A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. Why does your firm believe in offering commission-based services to clients? Will any of my assets be invested in those products? Find out what fees Satori Wealth Management charges by checking out its Form CRS (Customer Relationship Summary), which lists the companys specific prices. In 2006, the Satori Fund was recognized as the "Best Newcomer" at the MARHedge U.S. January 2022 Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. Dan Niles - Networth, CNBC, Satori Fund, Bio & Age - Biography May 2017 Checks take place monthly. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. Performance Awards in New York in 2006, the fund was awarded the "Best Newcomer" by MARHedge. What does this mean? This document includes information relating to hedge funds that are exempt from registration under provisions of the Investment Company Act of 1940, as amended and other securities laws, including the Securities Act of 1933. Potential mother of all short squeezes if Ukraine and Russia announce agreement. Satori Wealth Management, registered in 2017, serves 1 state(s) with a licensed staff of 1 advisors. The Satori Fund is a US focused, technology biased, large capitalization, long-short equity fund managed by Dan Niles. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. July 2022 This data is then run through our proprietary Trust Algorithm to generate a star rating for each firm based on a variety of measures, including disciplinary history and conflicts of interest. The S&P ultimately goes down to $3,000, says The Satori Fund - YouTube , March 2023 Previously, Mr. Niles was a managing director at Neuberger Berman Inc. and the chief executive officer of Neuberger . MGA already has relationships with Fisker, Waymo (Google) as well as automakers in China and Korea around EV vehicles. Visit Site July 2021 Business is good because it creates value; it is ethical because it is based on voluntary exchange; it is noble because it can elevate our existence; and it is heroic because it lifts people out of poverty and creates prosperity. Performance Awards. By setting an example of consciousness and inspired leadership, all of a companys stakeholders are enriched and will bring the approach to their own relationships. What does this mean and why is it important? What percentage of income does your firm receive from fees versus commissions? AlphaOne Satori Management opens Satori II - Hedgeweek Does your firm offer mutual funds that have 12b-1 fees? tips_and_updates Financial advisor education. Related Persons. All Rights Reserved. Does your firm perform side-by-side management? Become a Mission Supporter. November 2022 Looking forward to my interview w/ @BeckyQuick at 8:30 PM ET on the cross currents for the market & the potential impact of the mid-term elections on the investment climate going forward. STP Investment Services (STP) is a capital markets focused service organization specializing in middle and back office investment operations outsourcing, fund services, reporting & data management, global development/support, and innovative software solutions for investment management firms. STPIP is a Pennsylvania limited liability corporation. Our unique partnership structure and aligned investor base enable us to hold investments indefinitely. What does this mean? What does this mean and why is it important? May 2021